Upstox Securities Pvt. Limited. Ltd.: SEBI Registration Number INZ000315837 | NSE TM Code: 13942 | BSE TM Code: 6155 | CDSL Registration Number: IN-DP-761-2024 | CIN: U65100DL2021PTC376860 | Compliance Officer: Mr. Kapil Jaikalyani. Tel No.: (022) 24229920. Email ID: compliance@upstox.com | Registered Address: 809, New Delhi House, Barakhamba Road, Connaught Place, New Delhi – 110001 | RKSV Commodities India Pvt. Limited. Ltd.: SEBI Registration Number: INZ000015837 | MCXTM Code: 46510 | CIN: U74900DL2009PTC189166 | Compliance Officer: Mr. Amit Lalan. Tel No.: (022) 24229920. Email ID: compliance@rksv.in | Registered Address: 807, New Delhi House, Barakhamba Road, Connaught Place, New Delhi – 110001. Correspondence Address: 30th Floor, Sunshine Tower, Senapati Bapat Marg, Dadar (West), Mumbai – 400013. | For any complaints, please send an email to complaints@upstox.com and complaints.mcx@upstox.com.
Procedure for filing a complaint about SEBI SCORES: Register on the SCORES portal. Mandatory details for filing complaints on SCORES include: Name, PAN, Address, Mobile Number and Email ID. Benefits include effective communication and quick redressal of complaints. Be sure to carefully read the Risk Disclosure Document as prescribed by SEBI, along with our Terms of use and privacy policy.
Upstox Securities Private Limited is a wholly owned subsidiary of RKSV Securities India Private Limited and RKSV Commodities India Private Limited is an associate of RKSV Securities India Private Limited.
Disclaimer: Investments in the stock market are subject to market risks; Please read all related documents carefully before investing.
*Brokerage will not exceed the limit prescribed by SEBI.
Derivative Risk Disclosures –
- Nine out of ten individual traders in the stock futures and options segment suffered net losses.
- On average, loss makers recorded net trading losses close to ₹50,000.
- In addition to the net trading losses incurred, loss makers spent an additional 28% of net trading losses on transaction costs.
- Those who make net trading profits incur between 15% and 50% of those profits as transaction costs.
Mutual Funds: Top-rated funds do not constitute advice. Research data is powered by Morningstar. Please read the offering documents carefully before investing. Upstox will not accept any liability arising from your investments.
These are not exchange traded products and the member is simply acting as a distributor. All disputes regarding distribution activity would not have access to the Exchange’s investor redressal forum and arbitration mechanism.
Attention Investors: As per NSE Circular dated July 6, 2022, BSE Circular dated July 6, 2022 and MCX Circular dated July 11, 2022, investors are advised to refrain from dealing in any unauthorized collective investment/portfolio management scheme, indicative/guaranteed/fixed returns/payments etc. Investors are further warned to avoid practices such as:
a) Share i) Trading Credentials: Login ID and Passwords including OTPs, ii) Trading Strategies, iii) Position Details.
b) Trading leveraged products/derivatives such as options without proper knowledge, which could lead to losses.
c) Writing/selling options or trading options strategies based on advice, without basic knowledge and understanding of the product and its risks.
d) Make unsolicited tips through platforms such as Whatsapp, Telegram, Instagram, YouTube, Facebook, SMS, calls, etc.
e) “Options” Trading/Trading based on recommendations from unauthorized/unregistered influencers and investment advisors.
Please read the Investor Advisory Guidelines prescribed by the Exchange with reference to its circular dated August 27, 2021 on Investor Awareness and Protection of Client Assets: Investor Advisory Guidelines
Please read the notice as prescribed by Exchange with reference to its circular dated January 14, 2022 regarding updating of mandatory KYC fields before March 31, 2022: KYC Update
Attention Investors: Avoid unauthorized transactions in your Demat account by updating your mobile number with your depository participant. Receive alerts on your registered mobile number for debit and other important transactions in your Demat account directly from CDSL on the same day. Avoid unauthorized transactions on your trading account by updating your mobile numbers/email addresses with your stock brokers. Receive information about your transactions directly from the Exchange on your mobile/email at the end of the day. Issued in the interest of investors. KYC is a unique exercise while trading in the stock markets – once KYC is done through a SEBI registered intermediary (broker, DP, mutual fund, etc.), there is no need to undergo the same process again when approaching another intermediary. As a company, we do not give stock advice and have not authorized anyone to trade on behalf of others. If you find someone claiming to be part of Upstox or RKSV and offering such services, please email us at complaints@upstox.com and complaints.mcx@upstox.com.
Investors do not need to write checks when subscribing to an IPO. Simply enter the bank account number and sign the application form to authorize your bank to make the payment in case of award. Don’t worry about the refund as the money remains in the investor’s account. Stockbrokers will be able to accept securities as collateral from their clients only by pledge in the depository system as of September 1, 2020.
Update your email ID and mobile number with your broker/depository participant and receive an OTP directly from the depositary on your registered email ID and/or mobile number to create a pledge.
Check your securities/mutual funds/bonds in the Consolidated Statement of Account (CAS) issued by NSDL/CDSL every month.
Attention Investors: SEBI has established an Online Dispute Resolution Portal (ODR Portal) to resolve disputes in the Indian stock market. This circular streamlines the existing dispute resolution mechanism, offering online conciliation and arbitration, benefiting investors and listed companies. https://www.sebi.gov.in/legal/circulars/jul-2023/online-solving-of-disputes-in-the-indian-securities-market_74794.html ODR Portal for Investors – https://smartodr.in/login
